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Brian Bennett

The Strategic Financial Alliance
50 Years of Experience
Colorado Springs, CO
7 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Bennett is a registered investment advisor at The Strategic Financial Alliance, based in Colorado Springs, CO, with 50 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.

The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
1,463 clients
Average Client Portfolio
$261K average
Assets Under Management
$382.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

111 S. Tejon Street, Suite 100, Colorado Springs, CO, 80903

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Denied
Customer Dispute
July 1994
Settled
Customer Dispute
June 1992
Settled
Customer Dispute
March 1992
Settled
Customer Dispute
December 1991
Settled
Customer Dispute
July 1991
Settled
Customer Dispute
April 1979
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is involved in several outside business activities, including serving on the investment committee for the Colorado Episcopal Foundation and as an officer for the Cathedral Ridge Camp and Conference Center. He also owns Bennco Advisors, a registered investment advisor, and sells fixed annuities through Ohio State Life Insurance Company and fixed insurance through various providers, dedicating minimal time to each insurance activity.

Employment History
Current Registrations
The Strategic Financial Alliance
February 2007 - Present · 19 yrs 8 mos
The Strategic Financial Alliance, INC.Broker
February 2007 - Present · 19 yrs 8 mos
Bennco Advisors
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
United Securities Alliance, INC.
June 2004 - February 2007 · 2 yrs 8 mos
United Securities Alliance, INC.Broker
June 2004 - February 2007 · 2 yrs 8 mos
First Allied Securities, INC.Broker
October 2000 - June 2004 · 3 yrs 8 mos
D.E. Frey & Company, INC.Broker
March 1991 - October 2000 · 9 yrs 7 mos
Kemper Securities Group, INC.Broker
September 1990 - March 1991 · 6 mos
Boettcher & Company, INC.Broker
September 1979 - September 1990 · 11 yrs
Dean Witter Reynolds INC.Broker
August 1978 - February 1991 · 12 yrs 6 mos
E. F. Hutton & Company INCBroker
June 1976 - June 1978 · 2 yrs
Douglass & CO. IncorporatedBroker
April 1976 - May 1976 · 1 mo
State Registrations11 states
ARAZCACOFLGAKSNMTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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