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BB
BB

Brian Richard Bennett

The Strategic Financial Alliance
49 Years of Experience
7 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net WorthRetirement Planning
The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
1,394 clients
Average Client Portfolio
$338K average
Assets Under Management
$470.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only

Location

111 S. Tejon Street, Suite 100, Colorado Springs, CO, 80903

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Denied
Customer Dispute
July 1994
Settled
Customer Dispute
June 1992
Settled
Customer Dispute
March 1992
Settled
Customer Dispute
December 1991
Settled
Customer Dispute
July 1991
Settled
Customer Dispute
April 1979
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is involved in several outside business activities, including serving on the investment committee for the Colorado Episcopal Foundation and as an officer for the Cathedral Ridge Camp and Conference Center. He also owns Bennco Advisors, a registered investment advisor, and sells fixed annuities through Ohio State Life Insurance Company and fixed insurance through various providers, dedicating minimal time to each insurance activity.

Employment History
Current Registrations
The Strategic Financial Alliance
February 2007 - Present · 19 yrs
The Strategic Financial Alliance, INC.Broker
February 2007 - Present · 19 yrs
Bennco Advisors
January 1999 - Present · 27 yrs 1 mo
Previous Registrations
United Securities Alliance, INC.
June 2004 - February 2007 · 2 yrs 8 mos
United Securities Alliance, INC.Broker
June 2004 - February 2007 · 2 yrs 8 mos
First Allied Securities, INC.Broker
October 2000 - June 2004 · 3 yrs 8 mos
D.E. Frey & Company, INC.Broker
March 1991 - October 2000 · 9 yrs 7 mos
Kemper Securities Group, INC.Broker
September 1990 - March 1991 · 6 mos
Boettcher & Company, INC.Broker
September 1979 - September 1990 · 11 yrs
Dean Witter Reynolds INC.Broker
August 1978 - February 1991 · 12 yrs 6 mos
E. F. Hutton & Company INCBroker
June 1976 - June 1978 · 2 yrs
Douglass & CO. IncorporatedBroker
April 1976 - May 1976 · 1 mo
State Registrations11 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.