Bradley Haupt
Bradley Haupt is a registered investment advisor at American Investors CO, based in Pleasanton, CA, with 49 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. A fixed percentage rate of 1.5% or a negotiated fixed annual fee is also available in lieu of the tiered schedule.
Fee Estimator
Location
Pleasanton, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1990Other Business Activities
Bradley is a sole proprietor of Allied Tax Planners, offering tax preparation, planning, and audit representation services since 1978. This takes nearly full-time, with a significant portion occurring during securities trading hours.
Employment History
Current Registrations
American Investors CO
American Investors CompanyBroker
Previous Registrations
Cls Investment Firm, LLC
Monterey Bay Securities, INC.Broker
Consolidated Financial Services, INC.Broker
Tmi Equities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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