Anthony Sorrentino
Anthony Sorrentino is a registered investment advisor at LPL Financial LLC, based in North Haven, CT, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
250 State Street, J-1, North Haven, CT, 06473
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony operates his LPL business through Retirement Planning Partners, LLC, and also has an insurance agency under the same name. He owns Retirement Planning Partners Property LLC for real estate rental and works with Financial Underwriters, Inc. for non-variable insurance; each of these activities take about 10-20% of his time or less.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Carillon Investments, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Signator Investors, INC.Broker
Equity Services, INC.Broker
Mimlic Sales CorporationBroker
The Minnesota Mutual Life Insurance CompanyBroker
Home Life Insurance CompanyBroker
Paul Revere Equity Sales Company (the)Broker
The Paul Revere Variable Annuity Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.