Thomas Gillespie
Thomas Gillespie is a registered investment advisor at Nwf Advisory Services INC, based in Long Beach, CA, with 49 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,671 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWF Advisory Services offers several investment management programs. Fees are negotiable and vary depending on the program and the amount you invest. Here's a summary of the maximum fees for each program:
- Advisor Managed Portfolios (Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Advisor Managed Portfolios (Non-Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Model Portfolios Program: 1.00% to 1.50% depending on the amount invested.
- SMA and UMA Program: 1.00% to 1.50% depending on the amount invested.
These fees cover advisory services and transactions. Additional fees may apply. Each financial advisor negotiates their own fee schedule.
Location
5001 Airport Plaza Dr. #220, Long Beach, CA, 90815
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2005Customer Dispute
May 2005Other Business Activities
Thomas is a board member at Sonoma State, reviewing financial statements. He also works nearly full-time as an Investment Advisory Representative at NWF Advisory Services, overseeing client portfolios and suggesting adjustments.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Everen Securities, INC.Broker
Prudential Securities IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Bateman Eichler, Hill Richards, IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.