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Alben Portnoy

&partners
49 Years of Experience
Westfield, NJ
1 DisclosureBroker
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Alben Portnoy is a registered investment advisor at &partners, based in Westfield, NJ, with 49 years of industry experience. Alben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 62,194 clients with $30B in assets under management.

&partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
62,194 clients
Average Client Portfolio
$487K average
Assets Under Management
$30.3B

Fee Structure

&Partners offers investment management through various advisory programs. Fees are negotiable and can be a percentage of assets under management or a flat annual fee. The &Partners Advisory Program uses Envestnet's platform and may include proprietary strategies with additional fees. The Third Party Advisor Investment Management Program involves engaging a third-party investment manager. Fees vary depending on the program and options chosen.

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Location

802 South Ave West,, 1st floor, Westfield, NJ, 07090

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
&partnersBroker
May 2024 - Present · 2 yrs 5 mos
&partners
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Advisors
July 2003 - May 2024 · 20 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2024 · 20 yrs 10 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
January 1990 - July 2003 · 13 yrs 6 mos
Invest Financial CorporationBroker
August 1983 - February 1990 · 6 yrs 6 mos
Olde & CO., IncorporatedBroker
January 1983 - July 1983 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1980 - November 1982 · 2 yrs 9 mos
Shearson Loeb Rhoades INC.Broker
September 1979 - January 1981 · 1 yr 4 mos
Loeb PartnersBroker
July 1979 - September 1979 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - June 1979 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1976 - September 1978 · 2 yrs 2 mos
State Registrations6 states
CAFLNJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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