Alben Zane Portnoy

&partners

49 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthBusiness Owners

&partners

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

435 advisors

Number of Clients

32,200 clients

Average Client Portfolio

$439K average

Assets Under Management

$14.1B

Fee Structure

Location

40 Burton Hills Blvd., Suite 350, Nashville, TN, 37215

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2016

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

&partners

May 2024 - Present · 1 yr 9 mos

&partnersBroker

May 2024 - Present · 1 yr 9 mos

Previous Registrations

Wells Fargo Advisors

July 2003 - May 2024 · 20 yrs 10 mos

Wells Fargo Clearing Services, LLCBroker

July 2003 - May 2024 · 20 yrs 10 mos

Prudential Securities Incorporated

June 2002 - July 2003 · 1 yr 1 mo

Prudential Securities IncorporatedBroker

January 1990 - July 2003 · 13 yrs 6 mos

Invest Financial CorporationBroker

August 1983 - February 1990 · 6 yrs 6 mos

Olde & CO., IncorporatedBroker

January 1983 - July 1983 · 6 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

February 1980 - November 1982 · 2 yrs 9 mos

Shearson Loeb Rhoades INC.Broker

September 1979 - January 1981 · 1 yr 4 mos

Loeb PartnersBroker

July 1979 - September 1979 · 2 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

September 1978 - June 1979 · 9 mos

Merrill Lynch, Pierce, Fenner & Smith, INC.Broker

July 1976 - September 1978 · 2 yrs 2 mos

State Registrations7 states

CAFLNHNJNYTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.