Robert Mortimer
Robert Mortimer is a CFP-designated registered investment advisor at B. Riley Wealth Advisors, INC., based in Chicago, IL, with 49 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.
Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.
Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.
Location
200 South Wacker Drive, Suite 700A, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Regulatory
June 2004Other Business Activities
Robert serves as Treasurer for Wade Fetzer Company, a not-for-profit Sub S Corp that owns family vacation property, dedicating minimal time. He is also a trustee for the Marion Mortimer Trust, spending minimal time during trading hours.
Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
Previous Registrations
B Riley Wealth Management
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
J. B. Hanauer & CO.Broker
J. B. Hanauer & CO.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Everen Securities, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Blunt Ellis & Simmons IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.