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Thomas Weimer

Stifel, Nicolaus & Company, Incorporated
50 Years of Experience
Altoona, PA
1 DisclosureBroker
View SEC Summary
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Thomas Weimer is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Altoona, PA, with 50 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

180 Charlotte Drive, Suite 100, Altoona, PA, 16601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is a finance council member for the Roman Catholic Diocese of Altoona-Johnstown and a finance committee member for St. John the Evangelist Catholic Church, dedicating minimal time to each. He also serves as treasurer for the Msgr. Joseph M. Luddy Scholarship Board and Director Emeritus for ARC of Blair County, spending minimal time on these activities as well, and is an executor/administrator for a family estate.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2009 - Present · 17 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
July 2007 - September 2009 · 2 yrs 2 mos
UBS Financial Services INC.Broker
January 1995 - September 2009 · 14 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - January 1995 · 16 yrs 8 mos
Kidder, Peabody & CO., IncorporatedBroker
July 1976 - May 1978 · 1 yr 10 mos
State Registrations34 states
AZCACOCTDCDEFLGAIAILKSKYLAMAMDMEMIMNMONCNJNVNYOHORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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