Raymond Hammock
Raymond Hammock is a registered investment advisor at Integrity Alliance, LLC, based in Warner Robins, GA, with 49 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
1412 Russell Parkway, Suite C, Warner Robins, GA, 31088
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2018Other Business ActivitiesSells Insurance
Raymond owns RetireByDesign, a DBA for his securities business, dedicating full-time hours to sales and service. He is also an insurance agent since 1975, spending a few hours per week selling insurance products.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
D.H. Hill Securities, LllpBroker
Lincoln Financial Securities CorporationBroker
Cape Securities INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Ws Griffith Securities, INC.Broker
MML Investors Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
G. R. Phelps & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.