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Raymond Harper

Comprehensive Capital Management, INC.
50 Years of Experience
Beaver, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Raymond Harper is a registered investment advisor at Comprehensive Capital Management, INC., based in Beaver, PA, with 50 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $78M in assets under management.

Comprehensive Capital Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$33K average
Assets Under Management
$77.5M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.95%

Annual fees generally range from 0.25% to 2.95% of assets under management. Each advisor is free to establish their own fee rates within these parameters and negotiate with clients.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1221 Third Street, Beaver, PA, 15009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Raymond is an insurance producer for various insurance companies since 2001, dedicating minimal time to this activity. He is also a board member of Senior Citizens Caring Foundation since 1985 and an Investment Advisor Representative and Registered Representative for Harper & Hodge since 2010, dedicating all of his time to this activity.

Employment History
Current Registrations
Comprehensive Capital Management, INC.
September 2010 - Present · 16 yrs 1 mo
Apw Capital, INC.Broker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Financial Network Investment CorporationBroker
October 2005 - September 2010 · 4 yrs 11 mos
Financial Network Investment Corporation
October 2005 - September 2010 · 4 yrs 11 mos
Blue Vase Securities, LLC
September 2003 - December 2005 · 2 yrs 3 mos
Blue Vase Securities, LLCBroker
September 2003 - October 2005 · 2 yrs 1 mo
AXA Advisors, LLCBroker
October 1980 - September 2003 · 22 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1976 - January 2000 · 23 yrs 4 mos
State Registrations11 states
CAFLGANVOHPASCTNVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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