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Thomas Murphy

49 Years of Experience
El Segundo, CA
1 DisclosureBroker

Thomas Murphy is a registered investment advisor at Morgan Stanley, based in El Segundo, CA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2141 Rosecrans Avenue, Suite 3100, El Segundo, CA, 90245

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Other Business Activities

Thomas is involved with Lobster Farm Productions motion film production and Candlewood Country Club. He serves on the finance committee at the golf club, overseeing expenditures and dedicating minimal time after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
September 2007 - June 2009 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2007 - June 2009 · 1 yr 9 mos
UBS Financial Services INC.
July 1997 - September 2007 · 10 yrs 2 mos
UBS Financial Services INC.Broker
January 1980 - September 2007 · 27 yrs 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1976 - January 1980 · 3 yrs 4 mos
State Registrations33 states
ALAZCACOCTDEFLGAHIIDILKSMAMDMEMIMOMTNCNHNJNVNYOHORPARISCTXUTVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Murphy - Financial Advisor | TrueAdvisor