LH
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Leo Harrison

49 Years of Experience
Bentonville, AR
Broker

Leo Harrison is a registered investment advisor at Rockefeller Capital Management, based in Bentonville, AR, with 49 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

609 SW 8th Street, 6th floor, Bentonville, AR, 72712

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Rockefeller Capital Management
October 2025 - Present · 9 mos
Rockefeller Financial LLCBroker
November 2024 - Present · 1 yr 8 mos
Rockefeller Financial LLC
November 2024 - Present · 1 yr 8 mos
Rockefeller Capital Management
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2013 - December 2024 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2013 - December 2024 · 11 yrs 10 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley
June 2009 - March 2013 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
Morgan Stanley
May 2002 - August 2004 · 2 yrs 3 mos
Morgan Stanley Dw INC.Broker
December 1986 - August 2004 · 17 yrs 8 mos
E. F. Hutton & Company INCBroker
April 1984 - December 1986 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - May 1984 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
October 1976 - September 1978 · 1 yr 11 mos
State Registrations30 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.