BH
BH
Brian Hickey
49 Years of Experience
Delray Beach, FL
3 DisclosuresBroker
Brian Hickey is a registered investment advisor at Morgan Stanley, based in Delray Beach, FL, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Delray Beach, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013Denied
Customer Dispute
May 2008Settled
Criminal
January 1970Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
September 1998 - June 2009 · 10 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1978 - June 2009 · 30 yrs 11 mos
White, Weld & CO. IncorporatedBroker
October 1976 - August 1978 · 1 yr 10 mos
State Registrations44 states
AKARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPASCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.