PS
PS
Paul Stenard
48 Years of Experience
Mill Valley, CA
5 Disclosures
Paul Stenard is a registered investment advisor at Investment Advisor Associates, INC., based in Mill Valley, CA, with 48 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 81 clients with $50M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
81 clients
Average Client Portfolio
$619K average
Assets Under Management
$50.1M
Fee Structure
Minimum Investment:$300K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Investment management fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
311 Miller Avenue, Suite A 4, Mill Valley, CA, 94941-2844
Get directionsHistory
Regulatory History (5)
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Judgment / Lien
March 2022Judgment / Lien
April 2021Financial
February 2020Final
Judgment / Lien
April 2019Judgment / Lien
March 2018Employment History
Current Registrations
Investment Advisor Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2009 - January 2023 · 13 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2009 - January 2023 · 13 yrs 9 mos
RBC Capital Markets Corporation
June 2006 - April 2009 · 2 yrs 10 mos
RBC Capital Markets CorporationBroker
June 2006 - April 2009 · 2 yrs 10 mos
Morgan Stanley
May 2002 - June 2006 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
April 2002 - June 2006 · 4 yrs 2 mos
Salomon Smith Barney INC.Broker
July 1993 - April 2002 · 8 yrs 9 mos
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
Painewebber IncorporatedBroker
February 1987 - September 1992 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - February 1987 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1976 - September 1978 · 1 yr 9 mos
State Registrations1 state
CA
Advisor
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Exams
No exam information available for this advisor.