Scott Bundy
Scott Bundy is a registered investment advisor at Moors & Cabot, INC, based in Boxborough, MA, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
Boxborough, MA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2011Other Business Activities
Scott is a trustee for the Boxborough Conservation Trust and an advisor for the Endowment of the Kurn Hattin School for Children. Both positions are uncompensated.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.