Scott Bundy
Scott Bundy is a registered investment advisor at Moors & Cabot, INC, based in Boxborough, MA, with 49 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.
Fee Estimator
Location
Boxborough, MA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2011Other Business Activities
Scott is a trustee for the Boxborough Conservation Trust and an advisor for the Endowment of the Kurn Hattin School for Children. Both positions are uncompensated.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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