Eric Etu is a registered investment advisor at Etu Financial, based in Walnut Creek, CA. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 1.00% |
Fees for assets above $2,000,000 are negotiable. Related accounts within the same household may be aggregated for fee calculation. The maximum annual fee will never exceed 2.00%.
Fee Estimator
Location
Walnut Creek, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Etu Financial
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Tristan Ludwig, CFPStrategic Advisers LLC
- Paul Brownson, CFAMariner
- Dallin Sorensen, CFPMercer Global Advisors INC.
- Robert Moranville, CFPLPL Financial LLC
- David Espineira, CFPBurton Enright Welch
- Ananta Mourya, CFABeacon Pointe Advisors, LLC