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ChFC
MK
ChFC

Morris Kunita

J. W. Cole Advisors, INC.
49 Years of Experience
Honolulu, HI
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Morris Kunita is a ChFC-designated registered investment advisor at J. W. Cole Advisors, INC., based in Honolulu, HI, with 49 years of industry experience. Morris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1712 N. King Street, Honolulu, HI, 96819

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2010
Final
Employment Separation After Allegations
September 2009
Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Morris is the president and treasurer of a family non-profit foundation. He is also the principal managing member of Financial Architects of Hawaii, LLC and a building owner leasing office space, dedicating minimal time to this.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
May 2013 - Present · 13 yrs 5 mos
J.W. Cole Financial, INC.Broker
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
Financial Advisers of America, LLC
November 2009 - May 2013 · 3 yrs 6 mos
Financial Advisers of America, LLCBroker
October 2009 - May 2013 · 3 yrs 7 mos
Financial Advisers of America, LLC
October 2009 - October 2009 · 0 mos
Securities America Advisors, INC.
August 2007 - September 2009 · 2 yrs 1 mo
Securities America, INC.Broker
August 2007 - September 2009 · 2 yrs 1 mo
Royal Alliance Associates, INC.Broker
January 2002 - August 2007 · 5 yrs 7 mos
Walnut Street Securities, INC.Broker
November 1995 - January 2002 · 6 yrs 2 mos
G. R. Phelps & CO., INC.Broker
January 1977 - November 1995 · 18 yrs 10 mos
State Registrations4 states
CAHIMIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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