JL
JL

Jeffrey Laster

49 Years of Experience
Florham Park, NJ
2 DisclosuresBroker

Jeffrey Laster is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 49 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2001
Customer Dispute
October 2001
Denied
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
November 2014 - Present · 11 yrs 6 mos
RBC Capital Markets, LLC
November 2014 - Present · 11 yrs 6 mos
RBC Capital Markets, LLC
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
September 2008 - November 2014 · 6 yrs 2 mos
Oppenheimer & CO. INC.Broker
May 2008 - November 2014 · 6 yrs 6 mos
Bear, Stearns & CO. INC.Broker
November 2001 - May 2008 · 6 yrs 6 mos
J.P. Morgan Securities INC.Broker
February 2000 - November 2001 · 1 yr 9 mos
Hambrecht & Quist LLCBroker
September 1995 - February 2000 · 4 yrs 5 mos
Smith Barney INC.Broker
July 1993 - September 1995 · 2 yrs 2 mos
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
Cowen & CO.Broker
November 1989 - March 1992 · 2 yrs 4 mos
Oppenheimer & CO., INC.Broker
January 1988 - December 1989 · 1 yr 11 mos
L. F. Rothschild & CO. IncorporatedBroker
February 1982 - February 1988 · 6 yrs
Cowen & CO.Broker
May 1980 - February 1982 · 1 yr 9 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - May 1980 · 2 yrs 8 mos
First Jersey Securities, INC.Broker
January 1977 - October 1977 · 9 mos
State Registrations20 states
AZCACOCTDEFLGAMAMDMENCNJNMNVNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jeffrey Laster - Financial Advisor | TrueAdvisor