Gary Bubalo
Gary Bubalo is a registered investment advisor at RBC Capital Markets, LLC, based in Duluth, MN, with 49 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1420 London Road, Suite 201, Duluth, MN, 55805-2425
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
May 1999Customer Dispute
January 1998Other Business Activities
Gary is involved with GND Development Alliance, a community non-profit, and the Aad Shrine as Board Chair. He also serves on the Board of Governors for Shriner's Hospital Twin Cities, dedicating minimal time to each of these activities.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Miller Johnson Steichen Kinnard, INC.Broker
Painewebber IncorporatedBroker
Piper Jaffray INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.