CS
CS

Christopher Smith

Charlotte, NC
1 Disclosure

Christopher Smith is a registered investment advisor at Florida Financial Advisors, LLC, based in Charlotte, NC. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 3,005 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
848 advisors
IM Fee
Planning only
Assets Under Management
$456.1M
Loading...

Location

4235 S Stream Blvd, Suite 420, Charlotte, NC, 27603

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2024
Final Disposition
Employment History
Current Registrations
Florida Financial Advisors, LLC
September 2026 - Present · 1 mo
State Registrations2 states
FLNC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors