Neil Rinehart
Neil Rinehart is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Frisco, TX, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1 Cowboys Way, Frisco, TX, 75034
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2013Customer Dispute
May 2012Customer Dispute
March 2004Other Business Activities
Neil is an officer at Rinehart Publishing Interests, a business or industry organization, since 2022. He spends a few hours per week self-publishing a motivational calendar and journal.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
E. F. Hutton & Company INCBroker
Bache Halsey Stuart Shields IncorporatedBroker
Bache Halsey Stuart INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.