TrueAdvisor
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ChFC
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ChFC

Thomas Hitchcock

LPL Financial LLC
49 Years of Experience
Westwood, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Hitchcock is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 49 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas sells and services traditional insurance products, including life, health, disability, group insurance, LTC, and fixed annuities, dedicating about 10-20% of his time. He also provides financial planning and consulting services through Bay Financial Advisors, an independent investment advisor firm, spending about 10% of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
April 2009 - Present · 17 yrs 6 mos
LPL Financial LLC
April 2009 - Present · 17 yrs 6 mos
LPL Financial LLCBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Bay Financial Advisors, INC.
July 2009 - December 2020 · 11 yrs 5 mos
NFP Securities, INC.Broker
December 1997 - April 2009 · 11 yrs 4 mos
MML Investors Services, INC.Broker
March 1996 - December 1997 · 1 yr 9 mos
G. R. Phelps & CO., INC.Broker
February 1977 - March 1996 · 19 yrs 1 mo
State Registrations9 states
CACTMANHNJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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