Laurence Wulker
Laurence Wulker is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Cincinnati, OH, with 49 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
5905 E. Galbraith Road, Suite 6200, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Customer Dispute
June 2008Other Business Activities
Laurence owns a rental home in Avon, North Carolina, held within the Casablanca LLC, purchased in 1999. He spends approximately 150-200 hours per year on maintenance, repairs, and office matters related to the property.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Bache Halsey Stuart Shields IncorporatedBroker
Harrison and CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.