JS
ChFC
JS
ChFC

John Stockton

48 Years of Experience
Arlington, TX
2 DisclosuresBroker

John Stockton is a ChFC-designated registered investment advisor, based in Arlington, TX, with 48 years of industry experience.

Location

2340 West Interstate 20, Ste 208, Arlington, TX, 76017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1998
Settled
Customer Dispute
September 1996
Settled
Other Business Activities

John is a registered representative with Kestra Advisory Services LLC, providing investment advisory services and financial planning. This work takes nearly all of his time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2022 - Present · 4 yrs 1 mo
Kestra Investment Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
World Choice Securities, INC.
August 2006 - April 2022 · 15 yrs 8 mos
World Choice Securities, INC.Broker
December 2001 - April 2022 · 20 yrs 4 mos
UBS Painewebber INC.Broker
September 2000 - December 2001 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1985 - October 2000 · 14 yrs 11 mos
First Affiliated Securities, INC.Broker
August 1984 - October 1985 · 1 yr 2 mos
E. F. Hutton & Company INCBroker
August 1982 - July 1984 · 1 yr 11 mos
Mony Sales, INC.Broker
April 1977 - July 1982 · 5 yrs 3 mos
The Mutual Life Insurance Company of New YorkBroker
April 1977 - July 1982 · 5 yrs 3 mos
State Registrations6 states
CAMONCOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.