AS
CFP
AS
CFP

Arthur Saiki

49 Years of Experience
Honolulu, HI
1 DisclosureBroker

Arthur Saiki is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Honolulu, HI, with 49 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1001 Bishop St, Ste 1900, Honolulu, HI, 96813

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History

Regulatory History (1)
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Customer Dispute
May 2008
Denied
Employment History
Current Registrations
Wells Fargo Advisors
February 2009 - Present · 17 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Wachovia Securities, LLC
February 2009 - February 2009 · 0 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
November 1991 - April 2007 · 15 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Dean Witter & CO. IncorporatedBroker
April 1977 - February 1978 · 10 mos
State Registrations6 states
CADCHIOHORTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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