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Frank Hill

49 Years of Experience
Boston, MA
1 DisclosureBroker

Frank Hill is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 49 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

28 State Street 26th Floor, Boston, MA, 02109

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Award / Judgment
Other Business Activities

Frank is the VP of the Finance Committee, Investment Committee, and a Board Member for Emerson Umbrella Center for the Arts, a non-profit organization. He also serves as a Board Member for the Massachusetts Board of Bar Overseers, spending minimal time on this role.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
December 1987 - July 1993 · 5 yrs 7 mos
L. F. Rothschild & CO. IncorporatedBroker
December 1979 - December 1987 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - December 1979 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
January 1978 - September 1978 · 8 mos
Dean Witter & CO. IncorporatedBroker
April 1977 - February 1978 · 10 mos
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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