Dominic Marsico
Dominic Marsico is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Media, PA, with 48 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
124 E State Street, Media, PA, 19063
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2018Customer Dispute
March 2013Other Business Activities
Dominic is the president of Financial Education Seminars Inc., an expense management company, since 1995. He uses the company as a tax pass through, dedicating about a quarter of his time to the business, mostly during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
W. S. Griffith & CO., INC.Broker
Home Life Insurance CompanyBroker
Nml Equity Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
American Capital Financial Services, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.