James Morgan is a CFP-designated registered investment advisor at James Morgan Asset Management, LLC, based in Broomfield, CO, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 15 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees for accounts over $1,000,000 are negotiable.
Fee Estimator
Location
390 Interlocken Crescent Suite 350, Broomfield, CO, 80021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns James H. Morgan, LLC, providing law and tax advice, dedicating about 10-20% of his time. He also acts as successor trustee for the Morgan Family Trust and owns rental property.
Employment History
Current Registrations
James Morgan Asset Management, LLC
Previous Registrations
Oak Grove
Cetera Advisor Networks LLC
Qa3 Financial LLC
Investment Advisors International, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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