Barry Mills
Barry Mills is a registered investment advisor at A.G.P / Alliance Global Partners, based in Lighthouse, FL, with 21 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.
Fee Estimator
Location
Lighthouse, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2023Financial
July 2020Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P. / Alliance Global Partners
A.G.P / Alliance Global Partners
Previous Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Westport Resources Investment Services, INC.Broker
Westport Resources Management INC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Robert Thomas Securities, INCBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.