Paul Saia
Paul Saia is a registered investment advisor at Osaic Wealth, INC., based in Birmingham, AL, with 48 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
201 Office Park Dr, Suite 300, Birmingham, AL, 35223-2424
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Regulatory History (1)
Customer Dispute
May 1991Other Business ActivitiesSells Insurance
Paul works as an agent for Saia Financial Services, marketing and selling various insurance products including life insurance, annuities, and health insurance. These activities take about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Lincoln National Pension Insurance CompanyBroker
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.