George Moler
George Moler is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Jupiter, FL, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
900 S Us Highway 1, Jupiter, FL, 33477
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2012Customer Dispute
July 2003Customer Dispute
January 1993Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Salomon Smith Barney INC.Broker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Clayton Brokerage CO. of St. Louis, INC.Broker
First Florida Securities, INC.Broker
Loeb PartnersBroker
Shearson Loeb Rhoades INC.Broker
E. F. Hutton & Company INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.