Daniel Carney
Daniel Carney is a registered investment advisor at Janney Montgomery Scott LLC, based in South Kingstown, RI, with 48 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
36 South County Commons Way, Unit C2, South Kingstown, RI, 02879
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2004Customer Dispute
April 2003Customer Dispute
October 2002Customer Dispute
September 2002Customer Dispute
February 2001Other Business Activities
Daniel is a co-general partner/advisor for Caribbean Baseball Initiative Partnership, dedicating about 10-20% of his time to offering advice on potential projects and capital expenditures. He also serves on the finance committee for Rhode Island Interscholastic Committee and is a member/manager of Bonnet LLC, both requiring minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.