Janet Peake
Janet Peake is a registered investment advisor at LPL Financial LLC, based in Nevada City, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
648 Zion Street, Nevada City, CA, 95959
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Regulatory History (1)
Customer Dispute
September 2009Other Business Activities
Janet owns rental real estate and has been providing tax preparation services since 1990, dedicating minimal time and a few hours per week, respectively. She also operates Peake Financial Advisors as a DBA for her LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Royal Alliance Associates, INC.Broker
Pim Financial Services, INC.Broker
Financial Planners Equity CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.