Janet Peake
Janet Peake is a registered investment advisor at LPL Financial LLC, based in Nevada City, CA, with 40 years of industry experience. Janet is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
648 Zion Street, Nevada City, CA, 95959
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2009Other Business Activities
Janet owns rental real estate and has been providing tax preparation services since 1990, dedicating minimal time and a few hours per week, respectively. She also operates Peake Financial Advisors as a DBA for her LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Royal Alliance Associates, INC.Broker
Pim Financial Services, INC.Broker
Financial Planners Equity CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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