John Derway
John Derway is a registered investment advisor at LPL Financial LLC, based in Boston, MA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
24 School Street, Suite 503, Boston, MA, 02108
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 1997Regulatory
June 1988Other Business ActivitiesSells Insurance
John operates under several DBAs for his LPL business and is an IAR with Integrated Wealth Concepts, LLC, providing investment advisory services. He dedicates about half of his time to these activities, including a few hours per week to non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
Integrated Wealth Concepts LLC
LPL Financial LLCBroker
Previous Registrations
Coburn & Meredith, INC.
Coburn & Meredith, INC.Broker
Tucker, Anthony & R. L. Day, INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Blyth Eastman Dillon & CO. IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.