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William Nicholson

47 Years of Experience
Chicago, IL
1 DisclosureBroker

William Nicholson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Chicago, IL, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

227 West Monroe Street, Chicago, IL, 60606

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History

Regulatory History (1)
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Regulatory
October 1992
Final
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2002 - Present · 24 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
Credit Suisse First Boston Capital LLCBroker
August 2000 - May 2001 · 9 mos
Credit Suisse First Boston CorporationBroker
June 2000 - August 2000 · 2 mos
Capital Resource Financial Services, L.L.C.Broker
January 1998 - June 2000 · 2 yrs 5 mos
Sei Investments Distribution CO.Broker
September 1997 - November 1997 · 2 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 1994 - August 1997 · 3 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1986 - February 1994 · 7 yrs 2 mos
The Chicago CorporationBroker
August 1985 - December 1986 · 1 yr 4 mos
The Chicago CorporationBroker
July 1985 - August 1985 · 1 mo
Drexel Burnham Lambert IncorporatedBroker
September 1980 - August 1985 · 4 yrs 11 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - October 1980 · 9 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
October 1977 - January 1980 · 2 yrs 3 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.