DR
DR

David Rich

15 Years of Experience
Johns Creek, GA
May Earn CommissionSells Insurance

David Rich is a registered investment advisor at Georgia Specialty Finance Corporation, based in Johns Creek, GA, with 15 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Johns Creek, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is involved in life insurance sales.

Employment History
Current Registrations
Georgia Specialty Finance Corporation
July 2010 - Present · 15 yrs 10 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Rich - Financial Advisor | TrueAdvisor