William Mcelroy is a registered investment advisor at Guardian Plus INC, based in Mill Creek, WA, with 46 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Tax Planning. Their firm serves 21 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
This rate is for Tier One Plus+Portfolios. Other tiers have higher rates. Fees are negotiable.
Fee Estimator
Location
Mill Creek, WA
Get directionsHistory
Regulatory History (1)
Regulatory
December 1984Other Business Activities
William is the secretary and treasurer of Samantha Anne Person Inc, a retail/wholesale business, since 2011. He spends minimal time on this non-investment-related activity.
Employment History
Current Registrations
Guardian Plus INC
Previous Registrations
Guardian Plus Rs
Guardian Plus Management LLC
Guardian Capital INC
Dain Bosworth IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Foster & Marshall INC.Broker
Shearson Lehman/american Express INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.