John Kapek is a ChFC-designated registered investment advisor, based in Mill Creek, WA, with 48 years of industry experience.
Location
Mill Creek, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a consultant for Pension Investment Services, a regional TPA firm, providing minimal platform support to a few small 401k plans. He also provides assistance to plan administrators and brokers on platform changes and troubleshooting, dedicating minimal time to this activity.
Employment History
Current Registrations
Ifp Securities, LLC
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Onedigital Investment Advisors
LPL Financial LLCBroker
Bukaty Companies Financial Services
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.