JR
JR
James Read
46 Years of Experience
Duluth, GA
1 DisclosureBroker
James Read is a registered investment advisor at Jefferies Investment Advisers LLC, based in Duluth, GA, with 46 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B
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Location
Duluth, GA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2018Settled
Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 3 yrs
Jefferies LLC
November 2009 - Present · 16 yrs 6 mos
Jefferies LLCBroker
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Leucadia Asset Management LLC
November 2009 - August 2023 · 13 yrs 9 mos
UBS Financial Services INC.Broker
October 2005 - December 2009 · 4 yrs 2 mos
UBS Financial Services INC.
October 2005 - December 2009 · 4 yrs 2 mos
Credit Suisse First Boston
January 2003 - October 2005 · 2 yrs 9 mos
Credit Suisse First Boston LLCBroker
February 2001 - October 2005 · 4 yrs 8 mos
Donaldson Lufkin & Jenrette Securities Corporation
March 1999 - January 2003 · 3 yrs 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 1999 - January 2003 · 3 yrs 10 mos
Goldman, Sachs & CO.Broker
December 1977 - December 1996 · 19 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.