Preston Zale is a registered investment advisor at LPL Financial LLC, based in Troy, MI, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2050 Livernois Rd Ste B, Troy, MI, 48083-1757
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2016Customer Dispute
November 1999Customer Dispute
February 1985Other Business Activities
Preston operates his LPL business under the name Zale Group since 2011. He also owns Popz Beez, a beekeeping and honey sales business, dedicating about 10-20% of his time to it. Additionally, Preston works as a teacher for the Southeastern Michigan Beekeeping Association, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Smith, Hague & CO., IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.