FD
ChFC
FD
ChFC

Frederick Driscoll

48 Years of Experience
Naples, FL
1 DisclosureBrokerSells Insurance

Frederick Driscoll is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Naples, FL, with 48 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Naples, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Settled
Other Business ActivitiesSells Insurance

Frederick is an associate at Driscoll Financial Group, involved in insurance and investment sales, dedicating full-time hours. He is also an independent insurance agent selling fixed insurance products, spending about 10-20% of his time on this. Finally, he is a financial advisor/supervisor for Tundidor Wealth Investment Group, spending minimal time there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2021 - Present · 5 yrs
Cetera Wealth Services, LLC
May 2021 - Present · 5 yrs
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2002 - June 2021 · 19 yrs 1 mo
Voya Financial Advisors, INC.Broker
May 2002 - June 2021 · 19 yrs 1 mo
Ids Life Insurance CompanyBroker
December 1977 - May 2002 · 24 yrs 5 mos
American Express Financial Advisors INC.Broker
December 1977 - May 2002 · 24 yrs 5 mos
Ids Financial Services INC.Broker
December 1977 - December 1986 · 9 yrs
State Registrations46 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.