James Baird is a registered investment advisor, based in Conshohocken, PA, with 46 years of industry experience.
Location
300 Conshohocken State Road, Suite 230, Conshohocken, PA, 19428
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James serves as an Elder and Trustee for New Life Presbyterian Church, managing the church's excess cash by buying short-term treasury bills and notes. This activity requires minimal time.
Employment History
Current Registrations
Keel Point Capital, LLC
January 2023 - Present · 3 yrs 3 mos
Keel Point Capital, LLCBroker
January 2023 - Present · 3 yrs 3 mos
Compass Ion Advisors, LLC
November 2013 - Present · 12 yrs 5 mos
Previous Registrations
Ege Advisors, LTD.
January 2009 - December 2009 · 11 mos
Apw Capital, INC.Broker
December 2008 - January 2023 · 14 yrs 1 mo
Comprehensive Capital Management, INC.
December 2008 - January 2014 · 5 yrs 1 mo
Ege Advisors, LTD.
September 2001 - December 2008 · 7 yrs 3 mos
Emerging Growth Equities, LTD.Broker
July 2001 - December 2008 · 7 yrs 5 mos
Investec Pmg CapitalBroker
March 1994 - July 2001 · 7 yrs 4 mos
Prudential Securities IncorporatedBroker
May 1989 - April 1994 · 4 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
May 1983 - June 1989 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1980 - May 1983 · 2 yrs 9 mos
Salomon BrothersBroker
January 1978 - November 1978 · 10 mos
State Registrations6 states
COCTFLNJPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.