RB
RB
Richard Byerly
47 Years of Experience
Coatesville, PA
8 Disclosures
Richard Byerly is a registered investment advisor at Byerly Investment Management INC., based in Coatesville, PA, with 47 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 17 clients with $6.4M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
17 clients
Average Client Portfolio
$375K average
Assets Under Management
$6.4M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees may be negotiable at the firm’s sole and absolute discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Coatesville, PA
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2016Final
Customer Dispute
May 2013Settled
Regulatory
October 2011Final
Customer Dispute
July 2011Settled
Regulatory
October 2010Final
Customer Dispute
July 2007Settled
Customer Dispute
July 2003Settled
Customer Dispute
November 1987Award / Judgment
Employment History
Current Registrations
Byerly Investment Management INC.
May 2011 - Present · 15 yrs
Previous Registrations
Boenning & Scattergood, INC.Broker
November 2009 - October 2010 · 11 mos
RBC Capital Markets CorporationBroker
September 2003 - November 2009 · 6 yrs 2 mos
Janney Montgomery Scott LLCBroker
May 1995 - October 2003 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
September 1989 - May 1995 · 5 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
June 1986 - September 1989 · 3 yrs 3 mos
E. F. Hutton & Company INCBroker
June 1979 - August 1986 · 7 yrs 2 mos
First Jersey Securities, INC.Broker
January 1978 - June 1979 · 1 yr 5 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.