Mark Morgan is a registered investment advisor, based in North Richland Hills, TX, with 48 years of industry experience.
Location
5587 Davis Blvd., Ste 100, North Richland Hills, TX, 76180
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark operates as a notary public since 2020, notarizing documents. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Securities, INC.Broker
October 2006 - May 2008 · 1 yr 7 mos
Ffp Advisory Services INC
October 2006 - January 2007 · 3 mos
Raymond James Financial Services, INC.Broker
January 1999 - October 2006 · 7 yrs 9 mos
Raymond James Financial Services
January 1999 - October 2006 · 7 yrs 9 mos
Robert Thomas Securities, INCBroker
June 1997 - January 1999 · 1 yr 7 mos
Painewebber IncorporatedBroker
April 1989 - July 1997 · 8 yrs 3 mos
Rotan Mosle INC.Broker
September 1986 - April 1989 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
March 1981 - September 1986 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - April 1981 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
February 1978 - September 1978 · 7 mos
State Registrations10 states
ARAZCTMDNCOHOKPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.