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William Lobb

Morgan Stanley
48 Years of Experience
Atlanta, GA
1 DisclosureBroker
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William Lobb is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 48 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is a general partner in Stoke Farm Partners LLP, a family limited partnership for real estate planning, spending minimal time per month. He is also a partner in LWL-LLC, investing in real estate, and a member of Trois Reves LLC, investing in thoroughbred horses, with no active involvement, and a board member of Southeastern Horticultural Society, spending minimal time per month.

Employment History
Current Registrations
Morgan StanleyBroker
June 2014 - Present · 12 yrs 4 mos
Morgan Stanley
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
September 2004 - July 2014 · 9 yrs 10 mos
Oppenheimer & CO. INC.Broker
October 2003 - July 2014 · 10 yrs 9 mos
Oppenheimer Asset Management
October 2003 - December 2007 · 4 yrs 2 mos
Oppenheimer Asset Management INC.
April 2003 - October 2003 · 6 mos
Oppenheimer & CO. INC.Broker
January 2003 - October 2003 · 9 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
August 1996 - January 2003 · 6 yrs 5 mos
Cibc World Markets CORP.Broker
December 1985 - January 2003 · 17 yrs 1 mo
E. F. Hutton & Company INCBroker
November 1983 - December 1985 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - December 1983 · 4 yrs 10 mos
Johnston, Lemon & CO. IncorporatedBroker
February 1978 - February 1979 · 1 yr
State Registrations38 states
ALAZCACOCTDCDEFLGAIAIDILINKSKYMAMDMIMNMONCNHNJNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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