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Robert Faulkner
48 Years of Experience
St. Louis, MO
4 DisclosuresBroker
Robert Faulkner is a registered investment advisor at Huntleigh Advisors, INC., based in St. Louis, MO, with 48 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
62 advisors
Number of Clients
1,628 clients
Average Client Portfolio
$385K average
Assets Under Management
$626.5M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
The annual fee and assets under management levels are negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7800 Forsyth Blvd, 5th Floor, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (4)
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Regulatory
July 2004Final
Regulatory
February 2003Final
Employment Separation After Allegations
March 2000Customer Dispute
February 2000Settled
Employment History
Current Registrations
Huntleigh Advisors, INC.
April 2001 - Present · 25 yrs 1 mo
Huntleigh Securities Corporation
April 2000 - Present · 26 yrs 1 mo
Huntleigh Securities CorporationBroker
April 2000 - Present · 26 yrs 1 mo
Previous Registrations
Salomon Smith Barney INC.Broker
July 1993 - April 2000 · 6 yrs 9 mos
Lehman Brothers INC.Broker
April 1984 - July 1993 · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1978 - September 1978 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1978 - April 1984 · 6 yrs 2 mos
State Registrations14 states
ARAZCAFLGAILKSMDMIMOMSNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.