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Robert Rich

Huntleigh Advisors, INC.
57 Years of Experience
St. Louis, MO
2 DisclosuresBroker
View SEC Summary
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Robert Rich is a registered investment advisor at Huntleigh Advisors, INC., based in St. Louis, MO, with 57 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,838 clients with $780M in assets under management.

Huntleigh Advisors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
64 advisors
Number of Clients
1,838 clients
Average Client Portfolio
$425K average
Assets Under Management
$781.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $10.0M1.50%
$10M+1.00%

Fees are negotiable based on criteria such as historical relationships, asset types, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7800 Forsyth Blvd, 5th Floor, St. Louis, MO, 63105

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a representative for Country Club at the Legends for the St. Louis District Golf Association and St. Louis Senior Golf Association. These are non-investment related, non-profit organizations, and Robert receives no compensation, dedicating minimal time.

Employment History
Current Registrations
Huntleigh Advisors, INC.
July 2015 - Present · 11 yrs 3 mos
Huntleigh Securities CorporationBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
May 2009 - June 2015 · 6 yrs 1 mo
Oppenheimer & CO. INC.Broker
April 2009 - June 2015 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2004 - May 2009 · 5 yrs
Citigroup Global Markets INC.
May 2004 - May 2009 · 5 yrs
Wachovia Securities, LLC
July 2003 - May 2004 · 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2004 · 10 mos
Prudential Securities Incorporated
September 1984 - July 2003 · 18 yrs 10 mos
Prudential Securities IncorporatedBroker
August 1984 - July 2003 · 18 yrs 11 mos
Painewebber IncorporatedBroker
January 1980 - September 1984 · 4 yrs 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
June 1974 - January 1980 · 5 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
September 1973 - July 1974 · 10 mos
Kohlmeyer & CO.Broker
October 1972 - November 1973 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
March 1969 - November 1972 · 3 yrs 8 mos
State Registrations5 states
MAMONCOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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