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David Pederson

Cetera Investment Advisers LLC
48 Years of Experience
Elk River, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David Pederson is a registered investment advisor at Cetera Investment Advisers LLC, based in Elk River, MN, with 48 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

11040 183rd Circle Nw, St A, Elk River, MN, 55330

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History

Regulatory History (2)
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Customer Dispute
November 2008
Settled
Customer Dispute
June 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is the owner of Midwest Wealth Advisors, dedicating nearly full-time hours to it. He also works as an agent/broker for fixed insurance sales at North Star Consultants & North Star Brokerage (minimal time) and Balanced Planning Services (about 10-20% of his time).

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
July 2007 - August 2023 · 16 yrs 1 mo
Cri Securities, LLC
July 2007 - October 2021 · 14 yrs 3 mos
Cri Securities, LLCBroker
March 1996 - October 2021 · 25 yrs 7 mos
Securian Financial Services, INC.Broker
March 1996 - August 2023 · 27 yrs 5 mos
The O.N. Equity Sales CompanyBroker
May 1994 - March 1996 · 1 yr 10 mos
W. S. Griffith & CO., INC.Broker
August 1993 - May 1994 · 9 mos
Phoenix Equity Planning CorporationBroker
June 1982 - August 1993 · 11 yrs 2 mos
Phoenix Equity Planning CorporationBroker
March 1978 - August 1993 · 15 yrs 5 mos
State Registrations6 states
CACOCTMNNYWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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