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ChFC

Richard Stevens

Ibn Financial Services, INC
41 Years of Experience
Bluffton, SC
4 DisclosuresBroker
View SEC Summary
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Richard Stevens is a ChFC-designated registered investment advisor at Ibn Financial Services, INC, based in Bluffton, SC, with 41 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 519 clients with $88M in assets under management.

Ibn Financial Services, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
519 clients
Average Client Portfolio
$169K average
Assets Under Management
$87.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally range from 0.50% to 2.00% per year depending on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Bluffton, SC

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Settled
Employment Separation After Allegations
June 2012
Regulatory
November 2000
Final
Employment Separation After Allegations
May 1999
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is an independent contractor for Advanced Planning Strategies Program, a referral service, since 2014. He refers customers to professionals in legal, accounting, and other fields, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Ibn Financial Services, INC
July 2021 - Present · 5 yrs 3 mos
Ibn Financial Services, INC.
October 2013 - Present · 13 yrs
Ibn Financial Services, INC.Broker
October 2013 - Present · 13 yrs
Previous Registrations
Gradient Securities, LLCBroker
September 2012 - September 2013 · 1 yr
Gradient Advisors, LLC
September 2012 - September 2013 · 1 yr
First Allied Securities, INC.
October 2007 - June 2012 · 4 yrs 8 mos
First Allied Securities, INC.Broker
August 2007 - June 2012 · 4 yrs 10 mos
Centaurus Financial, INC.Broker
June 1999 - September 2007 · 8 yrs 3 mos
Eq Financial Consultants, INC.Broker
December 1985 - May 1999 · 13 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1985 - May 1999 · 13 yrs 5 mos
First Investors CorporationBroker
December 1984 - December 1985 · 1 yr
State Registrations7 states
CTFLNCNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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