Samuel O'brien
Samuel O'brien is a registered investment advisor at Capital View Wealth Management, LLC, based in Des Moines, IA, with 27 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 27 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.60% |
These fees apply to Large Cap or Growth & Income Portfolios. Bond portfolio fees are lower: First $4,999,999: 0.35%, $5,000,000 to $9,999,999: 0.25%, Over $10,000,000: 0.20%. Fees are negotiable.
Fee Estimator
Location
Des Moines, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital View Wealth Management, LLC
Previous Registrations
UBS Financial Services INC.
State Registrations1 state
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