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Dick Blakeley

The Blakeley Group INC
47 Years of Experience
Santa Clara, CA
4 Disclosures
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Dick Blakeley is a registered investment advisor at The Blakeley Group INC, based in Santa Clara, CA, with 47 years of industry experience. Dick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 107 clients with $96M in assets under management.

The Blakeley Group INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
107 clients
Average Client Portfolio
$901K average
Assets Under Management
$96.4M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable based on account complexity, anticipated future assets, and related accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2804 Mission College Blvd., Suite 205, Santa Clara, CA, 95054

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Settled
Regulatory
December 2008
Final
Customer Dispute
June 2005
Award / Judgment
Customer Dispute
May 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
The Blakeley Group INC
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Concert Wealth Management, INC.
January 2007 - December 2008 · 1 yr 11 mos
Citigroup Global Markets INC.
July 1997 - February 2007 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
September 1980 - February 2007 · 26 yrs 5 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - September 1980 · 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
July 1978 - January 1980 · 1 yr 6 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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